UK Income Tax and Social Security for Visiting Scientists

Q. What is the official definition of a Visiting Scientist post ?
A. Visiting Scientist positions are defined in "Commission Decision 85/593/Euratom of 20 November 1985, as ammended by Decision 93/95/Euratom and in particular Article 3(2) thereof". However, the UK Inland Revenue cannot use this information apparently as it means nothing to them.

Q. What is the Protocol on the Privileges and Immunities of the European Communities ?
A. Chapter 5 of this sets out the tax and social security status of Commission employees. The UK Inland Revenue has an Explanatory Note explaining Article 14: Bootle sent me a copy. This states (para 6) that "the Article does not affect the treatment of Community pay and emoulements, which remain exempt from UK tax." which is in Article 13.

Q. As a visiting scientist at Ispra, will I pay UK income tax on my JRC salary ?
A. It is exceedingly difficult to get a straight "yes" or "no" answer to this question even though the JRC gets several UK visiting scientists every year. Three months of intense questioning to the Human Resourses Dept. did not result in any direct answer to this question, just a repetition of Article 11 of the Visiting Scientist Guidelines. It seems to depend on your personal situation though the Human Resources Dept. does not even tell you this in plain words.

Q. Do Commission officials pay UK income tax ?
A. No. "Commission officials" are explicitly exempt in UK law from UK income tax wherever they are employed and for whatever period as their salaries are considered to be "euro-income tax pre-paid".

Q. Do non-official ("non-statutory") Commission employees pay UK income tax ?
A. Only if they are out of the UK for less than a year. Any non-exempt employee is liable to pay UK income tax if they are "ordinarily resident" in the UK. By UK law, Commission employees who are UK nationals (possibly including visiting scientists, perhaps not), are considered to be ordinarily resident in the UK wherever in the EU they work. However, even if you are liable, and even if you are ordinarily resident in the UK, you still do not pay UK tax if you live outside the UK for a "qualifying period" of 365 days: which called the Foreign Earnings Deduction (FED). You can visit for brief periods; the precise definition of "qualifying period" for the FED is defined in UK leaflets IR58 and IR20 (all leaflets are now on the web). Note: the FED was eliminated on March 17th, 1998.

Q. What question should I ask of the Human Resources department to find out whether a Visiting Scientist is a statutory official or not ?
A. ' I know that "a visiting scientist shall comply with national tax laws applicable to him..." (Visiting Scientist Guidelines. Article 11, para.2). What I am trying to find out is how the UK national tax laws apply to me. The question is: is a Visiting Scientist 'an official or other servant 'of the Community or not? That is, is a Visiting Scientist treated the same as other employees at JRC ? This is easy to determine. If Human Resources issue "written confirmation (normally in the form of a certificate" (see attached letter) to UK nationals working at Ispra as Officials, but do not issue such certificates to UK nationals working as Visiting Scientists, then that would be clear.' However, I received no letter answering this question this question and it was only after I arrived in Ispra that I discovered and was then told verbally that visiting scientists are indeed non-statutory

Q. OK, is a JRC visiting scientist an exempt "Commission official" ?
A. You will not be told this in advance, however many time you ask. There is, however, indirect evidence. Your site pass does not have a european flag symbol on it and says "NON-DIPENDENTE" ("non employee") in capital letters on a yellow background. When arriving and registering, one of the dozens of forms you must sign says you are a "non statutory" employee but no explanation will be given. My repeated requests before coming to Italy to the Human Resources department for the tax exemption certificate (required by the UK Inland Revenue office) had no response whatsoever, not even a refusal: 'Please can you confirm to me, in writing, that the position of Visiting Scientist is "subject to Community Tax for the benefit of the Communities" ?'. 45 days after starting work I got a certifying letter from Human Resources which states that Visiting Scientists are not officials of the Community.

Q. OK, so a Visiting Scientist is not an "official", but is he an "other servant"?
A. This is still an open question with no official answer backed by legal decision or regulation. The UK Inland Revenue appears to think so, but are in the process of checking. They are somewhat surprised that they are the ones who need to check this..

Q. Where do I get authoritative advice from the UK tax office ?
A. From the Inland Revenue in Bootle, Merseyside: (0)151-472-6000 who will then refer you to your local tax office. Neither have ever heard of JRC visiting scientists and have no idea whether their rules for commission employees apply to you. Issues of this type are never properly answered by phone. Instead you must write to your local IR tax officer for a written reply to specific questions. Look in the UK phone book for the address. Allow 3 weeks for a reply.

Q. How does my UK pension system work when I am in Ispra ?
A. Well before you leave the UK, write to your local inspector of taxes to ask if you can continue to pay regualr pension contributions while you are abroad. This is necessary if you are "opted out" because you will be getting a UK contribution to your private pension. It is possible to just leave the matter entirely and pay it all in a lump sum when you get back to the UK. Your private pension scheme (e.g. Norwich Union) may well need to be re-started with a new policy simply becaue you are out of the UK (mine did), and your pension advisor may not know this until they actually tell the pension scheme operator. So give them lots of notice and prompt them regularly until they check properly.

Q. What happens if you write to your local tax office for advice ?
A. This (my italics):

Our ref. 126/1169/f/pjb, Date: 5 November 1997
Inland Revenue Cambridge, Block A
Government Buildings, Brooklands Avaneue, Cambridge CB2 2DT
+44 1223 462656 x6035 tel.
+44 1223 456083 fax. Office Services

Dear Sir,
Thank you for your letter of 20 October 1997.

I enclose booklet IR20 which gives general information on income taxable in the UK.

Detailed below is the procedure you have to follow to claim exemption from UK tax on your income from the European Communities Laboratories if it is covered by the exemption.

'Officials' and 'other servants' of the Communities are exempt from national (including United Kingdom) taxes on salaries, wages and emoluments and pension paid to them by the Communities. These are instead liable to a tax for the benefit of the Communities ('Community tax') which is deducted at source by the Community body which makes the payment. To obtain this exemption you need to submit written confirmation (normally in the form of a certificate) by the Community body that you are an 'official or other servant' and your emoluments are subject to Community tax for the benefit of the Communities. If certification in these terms is provided by the appropriate Personnel Section, then it exempts the official emoluments from UK tax.

The original reference to the Article is in the Protocol on the Privileges and Immunities of the European Communities, 1965. In regard to visiting scientists decision I have been unable to find any reference except that the exemption may be extended to new Community bodies from time to time. You will need to contact DSS regarding NI contributions.

Yours sincerely, PJA Birch.

Q. Will I be entitled to the Foreign Earning Deduction ?
A. This UK facility (FED) means that if you are ordinarily resident in the UK but are outside the UK for a "qualifying period" of 365 days, you pay no tax for income earned outside the UK during that period. The FED was cancelled with immediate effect on Budget Day (March 17th) 1998, but anyone abroad at the time would be able to claim FED exemption on money received in their hands up to March 17th so long as they stayed out the whole 365 day period (which allows various 1/6 rules for brief visits to the UK) - but that is a non-official advice. It is possible that the 365-day period may have to have finished by March 17th 1998.

Q. What if my visiting scientist position runs from April 1st to March 30th ?
A. In this case you are not resident in the UK even if you are ordinarily resident, so long as you don't return before April 6th (this may be incorrect: you may need to be in foreign employment until after April 6th) and do not spend even a single day in the UK in that year. Theoretically you would be subject to Italian income tax, not UK income tax, but the JRC des not concern itself with things like that.

Q. Do I have to pay Italian income tax ?
A. (Does anyone?) The Human Resources Dept. did not answer this question despite being asked twice by letter. Once there in person, I was told verbally that I had a choice and could choose to be taxed either in the UK or Italy. I have not been able to confirm this from official sources. The UK has a bilateral agreement with Italy with special provisions for tax-free research grants - which I learned about from Bootle after being in Ispra for 8 months. I am still trying to find out if this can apply to visiting scientists.

Q. But if a Visiting Scientist is a researcher, surely I don't pay tax because of the bilateral UK-Italian reciprocal agreement, Article 20 covering teachers and researchers for periods of less than 2 years ?
A. Possibly. The Inland Revenue is prepared to countenance this as an exemption to UK tax, but Article 20 relies on the research being done at an "approved educational institution" and although it is for UK tax purposes, the relevant certificate has to come from the Italian tax authorities in Rome. No authoratitive advice has yet been received concerning the status of the JRC. You will need to write to Ufficio Distrettuale Imposte Dirette, Via Largo Rodari 3, Gavirate (VA) in Italian. Telephone (0332)-743076. I wrote to them in English but received no reply (yet). However, they almost certainly have to refer to head office in Roma.

Q. Are there any UK tax allowances I can claim?
A. The Visiting Scientist Guidelines Article 2 say that the salary of 5,500 ecu shall be reduced by 25% if you will be staying in the same country. I interpret this to mean that 25% of the total (0.25*12*5,500 = 16,500 ecu ~ £11,700) is to be interpreted as "relocation" expenses and therefore tax-free in the UK: "If you relocate for job purposes, the first £8,000 of any help you receive is exempt from tax [in that tax year] so long as certain conditions are met", see IR 134. You then also have to pay tax on the personal travel, luggage allowance and medical fees which Visiting Scientists do get reimbursed for by the JRC and I don't think you can present receipts to claim back that tax. Strictly speaking, you also have to pay tax on all your business travel (mission) allowances and then claim back tax by presenting receipts. So keep all those receipts, even if the JRC office doesn't want them! The Human Resources department at the JRC is unable to help you with any of this and is not even aware the issues exist.

Q. Will I be able to get an E-101 "Certificate of Continuing Liability" from the UK DSS while I am abroad.
A.
If you ask far enough in advance. You have to write to your local DSS office and wait for a phone call - do not omit to get the name and phone number of the person who then calls you or you will have to write again and wait another 3 weeks.

Q. Will I and my family then be eligible for a form E-111 for health expenses ?
A. No. You have to be earning a UK salary, or rather, paying UK national insurance, to do this. Even so, an E-111 is only valid for 3 months. Note that you are entitled to free health care in Italy since 1978 but it is unknown whether this requires an E-111 or whether it is something entirely different..

Q. Is there a bilateral reciprocal arrangement between the UK and Italy, such as there is between the UK and many countries with National Health Services, so that health care is free ?
A. Yes, but only if you are an "employee". The JRC Human Resources department insists that Visiting Scientists are not employees, do not pay Italian Social Security, and so you cannot claim your health care entitlements. I believe that visiting scientists probably are legally employees, but it requires a proper legal investigation to find out. The legal department of the JRC will not initiate such an investigation except from a statutory official.Note that you are entitled to free health care in Italy since 1978 but this is apparently not a bilateral agreement..

Q. Surely the Commission must have someone responsible for us "migrant workers" ?
A. Yes, it is DG V, who have a comprehensive website including social security aspects with many documents such as "Improving social protection for people moving within the Union" and an explanation of the E-XXX forms. There is a group of advisors called EURES with people across FFEurope: Contact EURES (European Employment Services), T&EA, Gloucester House, Chichester Street, Belfast BT1 4RA. Tel: 01232 252222. For further information on EURES services in the United Kingdom and for a full list of Euroadvisers, please contact :
Mr Ted Gunby
Employment Service
123, West Street - Rockingham House
UK-SHEFFIELD S1 4ER

Q. What happens if I finally manage to find the office in DG 5 that looks after "migrant workers" ?
A.
The Coordination of social security schemes Unit at DG 5 will write to you:

Ref.014785, Date:12 October 1998
Directorate General V
Employment, Industrial Relations and Social Affairs
Social Security and Social Integration
Coordination of social security schemes

Thank you for your email concerning your social security difficulties in Italy. I also received a copy of the documents you sent to Mr. Sturdy MEP.

I understand that you are not paying social security contributions and therefore that you are insured neither in Italy, nor in the UK. You explain that your difficulties derive from the refusal of the Joint Research Centre to recognise you as an employee.

The social security rights of migrant workers are protected by Community law, namely regulation 1408/71. According to article 1 a) of this Regulation, a "worker" is someone who is insured under a social security scheme in a Member State. Therefore you could not be considered a worker under Regulation 1408/71, since you are insured in neither country. In other words, Community rules only coordinate social security schemes, but Member States remain free to determine, in particular, who is to be insured under the legislation.

Consequently, it seems that the question relates more to your right to be insured inItaly, under Italian legislation, on the basis of your activity: this is a matter for the national authorities to determine.

However, I would like to inform you that according to Italian legislation (law no.833 of 23 December 1978) it seems that you could be entitled to healthg care on the only basis of your residence.

Yours sincerely, Vali Kolotourou, Head of Unit.

Q. How do I find an italian insurance company ?
A. In the office of the parents association of the Scuola Europea, in Building 1 of the JRC site, on the days when the parents association is not meeting, a series of insurance companies set up office in that room. This is not told to you on arrival, you find this out when your wife or husband attends the first meeting of the Club de la Donne (wives club) which meets in the Club House .The usual insurance is with a company called Van Breda. (Note that their standard contract has the insurance cover expiring at the end of the contract and it is possible to extend it only by 6 months.)

Q. What ?
A. How.

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Q. What ?
A. No. Non posso.

Ispra information | Tropical Vegetation Unit's Guide for JRC Visitors

Official Information on Fellowship Opportunities at the JRC Sites

This tax page is part of a FAQ under continual revision since 25 December 1997.
Last updated: 20 November 1998 14:43 CET